Retail Unit Trust
Administration

HOME > CASE STUDIES > RETAIL UNIT TRUST ADMINISTRATION

Features

  • Online investor login
  • Client unit liability register
  • Realtime market values and reporting
  • Capital gains tax and income tax reporting
  • Shareholders, trustees, directors, contact persons
  • Politically exposed entities (PEP)
  • Tax details and exemptions
  • Document and compliance management
  • Outstanding requirements and checklists
  • Beneficiaries, representatives and signatories
  • Communication with automatic sms and emails
  • Adviser login and book reporting
  • Automated statements with performance
  • Fee reports and fee payments
  • Debit order collection and automatic matching
  • Import external instructions e.g finswitch
  • Interest on investment and withdrawal payments
  • Product setup with minimums, banding defaults
  • Subscription and trading accounts
  • Default fees with multiple fee types
  • Fixed, %, sliding scale setups
  • Fee accruals and reporting
  • Distributions and withholdings tax
  • Bulk dealing and contract note confirmation
  • Fixes and adjustment
  • Withdrawals and automatic settlements
  • Host to host banking integrations
  • Job schedulers for fees, statements, debit orders etc
  • Asset and liability reconciliation
  • User setup, permissions and management
  • Management reporting
  • Full audit trail and history of changes

One of our clients saw an opportunity to expand their retail fund business, but needed a system to service the client and adviser better. Their current Portfolio Management system is good at managing portfolios, but larger volumes of accounts requires something more efficient with an online presence.

Using our Investment Software they can now manage client investments online and send bulk trades to their Portfolio Management system. This small change to their business model allows the retail business to focus on servicing the client and expanding the business, while the portfolio management side can continue with what they are good at: growing the fund portfolio.

retail unit trust administration